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Did government regulations lead to inflated credit ratings?
(INFORMS Inst.for Operations Res.and the Management Sciences, 2018)
Securities and Exchange Commission (SEC) regulations in 1975 gave select rating agencies increased market power by increasing both barriers to entry and the reliance on ratings for regulations. We test whether these ...
High frequency trading (HFT) em câmera lenta: compreender para regular
(2018-03-05)
High frequency trading (HFT) is a kind of algorithmic trading which implements several strategies that result in a high number of intraday messages that are sent to exchanges and other trading venues. High frequency traders ...
A responsabilidade do Conselho de Administração da Petrobras no caso de Pasadena: visão da CVM e do TCU sobre o dever de diligência
(2020-07-31)
O presente trabalho tem por objetivo indicar a administradores, especificamente aos que são membros de Conselhos de Administração, qual a conduta que a Comissão de Valores Mobiliários (CVM) e o Tribunal de Contas da União ...
O agente fiduciário como Gatekeeper
(2021-12-23)
A presente dissertação de mestrado tem por objetivo o estudo da figura do agente fiduciário no mercado brasileiro de valores mobiliários, cujo papel se tornou mais relevante na última década, com o aumento da emissão de ...
O conflito de interesse como causa de impedimento de voto do acionista
(2019-03-27)
Based on the decisions from the administrative proceedings of the Securities and Exchange Commission of Brazil (CVM) regarding self-dealing, the present paper analyzes the criteria used by CVM in determining the ban on ...
Ativos ambientais: mecanismos de mercado a favor do meio ambiente
(2015-07)
The following study aims to explore the rising public policies regarding environmental issues within the international and national settings, and how the exchange of environmental assets as market-based mechanisms can ...
Precatórios: negócios, mercado e regulação
(Universidade Federal de Minas GeraisBrasilDIREITO - FACULDADE DE DIREITOPrograma de Pós-Graduação em DireitoUFMG, 2022-08-25)
Assuming that the balanced intervention of the State in the economy to impose the necessary limit on the performance of market agents is valid, this dissertation was produced based on research developed with the objective ...
Determinantes do disclosure das práticas de gestão ambiental de empresas listadas na BM&FBOVESPA
(Universidade do Vale do Rio dos Sinos, 2017-07-17)
The present study aimed to identify and analyze the determinants of the disclosure of environmental management practices of companies listed on BM&FBOVESPA. To goals this objective, it was analyzed the Standardized Financial ...
Determinantes do disclosure das práticas de gestão ambiental de empresas listadas na BM&FBOVESPA
(Universidade do Vale do Rio dos Sinos, 2017-07-17)
The present study aimed to identify and analyze the determinants of the disclosure of environmental management practices of companies listed on BM&FBOVESPA. To goals this objective, it was analyzed the Standardized Financial ...
Banco Central y otras instituciones reguladoras del sistema financiero chileno
(Universidad de Chile, 2018)
La presente memoria pretende abordar panorámicamente el concierto regulatorio del sistema financiero en Chile, comenzando con un breve resumen de 4 enfoques regulatorios en materia financiera. Seguido de una exposición de ...